Investment Account Management Fees
Personal Trustee, Charitable Trustee, and Foundation Administration fees are annual. Fees are charged proportionately on a monthly basis in arrears and are automatically deducted from your account. Annual fees are as follows:
- Balance Trust Assets: 0.25%
- Trusts with no investable assets Minimum Annual Fee: $1,500
Investment management services are available according to the published Investment Management Services fee schedule and are assessed in addition to the Trustee/Agent Administration fees.
Guaranty will provide non-fiduciary custodial services for the safekeeping and custody of securities, remittance or reinvestment of income, settlement of all purchases and trades as directed by the account owner or designated agent. Annual fees are charged proportionately on a monthly basis in arrears and are automatically deducted from your account. Annual fees are as follows:
- Balance Held Assets: 0.40%
- Minimum Annual Fee: $2,500
Self Directed IRA Custodial Services will be provided according to a separate fee schedule. Guaranty does not provide investment research, review, valuation services or advice for custodial accounts.
Investment Management Services
Asset management services are provided by Guaranty for marketable securities, mutual funds, and ETFs. Annual investment management fees are in addition to Trustee/Agent Administration fees. Fees are charged proportionately on a monthly basis in arrears and are automatically deducted from your account. Annual fees are as follows:
- First: $ 2,000,000 1.00%
- Next: $ 2,000,000 0.85%
- Next: $ 3,000,000 0.65%
- Next: $ 3,000,000 0.50%
- Over $10,000,000 Additional Tiered Rates Available -
- Minimum Annual Fee: $5,000
Additional fees for the following items are according to the published schedule at the time and are in addition to the Trustee, and Investment Management or Custodial Services fees.
Income Collection: from real estate, minerals, notes, and mortgages and other illiquid assets.
Extraordinary Services: special administration services performed at professional time rates plus out-of-pocket expenses.
Termination: annual minimum custodial or fiduciary fee plus reimbursement of expense charges already incurred or to be incurred for all accounts to the time of and including actual transfer in the event these have not been already applied or taken.
Special Asset Acceptance Review: non-publicly traded assets held in trust are subject to an account acceptance review fee of $1,500.
Prof TTEE & IMA Sched appd 122816